ESMA | 2024 | October | ESMA Consultation Paper on the Supervisory expectations for the management body | Download PDF | Download PDF |
EU Commission | 2024 | January | EU Commission Consultation on Benchmarks Regulation – review of the scope and regime for non-EU benchmarks | Download PDF | Download PDF |
EU Commission | 2023 | March | Review of the scope and third-country regime of the Benchmark Regulation | Download PDF | Download PDF |
US SEC | 2023 | February | Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting | Download PDF | Download PDF |
ESMA | 2023 | February | ESMA proposed Guidelines on funds names using ESG or sustainability-related terms | Download PDF | Download PDF |
U.S. SEC | 2022 | June | Request for Comment on Certain Information Providers Acting as Investment Advisers | Download PDF | Download PDF |
EU Commission | 2022 | May | Targeted consultation on the regime applicable to the use of benchmarks administered in a third country | Download PDF | Download PDF |
ESMA | 2021 | February | Methodology to calculate a benchmark in exceptional circumstances | Download PDF | Download PDF |
SEBI | 2020 | December | Compliance standards for Index Providers | Download PDF | Download PDF |
ESMA | 2020 | March | Draft RTS under the Benchmark Regulations | Download PDF | Download PDF |
EU Commission | 2020 | March | Delegated Regulation on Minimum standards for climate benchmarks | Download PDF | Download PDF |
US SEC | 2020 | March | Fund Names Rules | Download PDF | Download PDF |
EU Commission | 2020 | March | Review of Benchmark Regulations | Download PDF | Download PDF |
UK FCA | 2019 | November | Extending the senior managers regime to Benchmark Administrators | Download PDF | Download PDF |
EU Commission | 2019 | June | Techinal Expert Group (TEG) report on EU Taxonomy | Download PDF | Download PDF |
ESMA | 2019 | May | Indices and Recognised Exchanges under the Capital Requirements Regulation | Download PDF | Download PDF |
Canadian CSA | 2019 | March | Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy | Download PDF | Download PDF |
RBI | 2019 | February | RBI Financial Benchmark Administrators (Reserve Bank) Directions | Download PDF | Download PDF |
EU Commission | 2018 | May | Regulation amending EU Benchmark Regulations on Low Carbon Benchmarks and Positive Carbon Impact Benchmarks | Download PDF | Download PDF |
ASIC | 2017 | July | Implementing the Financial Benchmark Regulatory Regime | Download PDF | Download PDF |
SEBI | 2017 | May | Draft Code of Conduct for Index Providers | Download PDF | Download PDF |
ESMA | 2016 | May | Draft implementing measures for Benchmarks Regulation (BR) | Download PDF | Download PDF |
CFR | 2016 | May | Financial Benchmarks Regulatory Reform | Download PDF | Download PDF |
ESMA | 2016 | February | Discussion Paper on Benchmark Regulation | Download PDF | Download PDF |
SEC | 2015 | May | Investment Company Reporting Modernization (Release No.33-9776) - File No.: S7- 08- 1 | Download PDF | Download PDF |
UK FCA | 2015 | June | Fair, Reasonable and Non-discriminatory access to regulated benchmarks | Download PDF | Download PDF |
ESMA | 2014 | December | Draft Regulatory & Implementing Technical Standards (RTS/ITS) for implementation of MiFID II/MiFIR | Download PDF | Download PDF |
ESMA | 2014 | September | Draft Implementing Technical Standards on main indices and recognised exchanges under the Capital RequirementsRegulation | Download PDF | Download PDF |
MAS | 2014 | July | Amendments to SFA on Regulation of Financial Benchmarks | Download PDF | Download PDF |
ESMA | 2014 | May | MiFID/MiFIR | Download PDF | Download PDF |
ESMA | 2013 | January | Principles for Benchmark-Setting Processes | Download PDF | Download PDF |
IOSCO | 2013 | January | Financial Benchmarks Consultation Report | Download PDF | Download PDF |
EU Commission | 2012 | September | Regulation of Indices | Download PDF | Download PDF |